t3 equity labs llc

. . . . . . . . . . . . . . . . ..managing "downside" risk ---- 1st!

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Each professional investment

management consultant (CIMA) shall: 

 

  1. Serve the financial interests of clients.
  2. Disclose fully to clients services provided and compensation received.
  3. Provide to clients all information related to the investment decision making process as well as other information they may need to make informed decisions basec on realistic expectations.
  4. Maintain the confidentiality of all information entrusted by the client, to the fullest extent permitted by law.
  5. Comply fully with all statutory and regulatory requirements affecting the delivery of consulting services to clients.
  6. Endeavor to establish and maintain excellence personally and among colleagues in all aspects of investment management consulting and all aspects of financial services to clients.
  7. Support and participate in the activities of the Investment Management Consultants Association to enhance the investment management consulting Profession.
  8. Maintain the highest standart of personal conduct.

 

 

 

 

copyright @ 2003 Investment Management Consultants Association.